MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ACTIVE
Foreign Profit Corporation
Company Overview
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED operates as a Foreign Profit Corporation in the state of Florida. Filed on 01/02/1959, the entity currently holds a status of ACTIVE. The official file number for this entity is 813294. CT Corporation System serves as the registered agent at 1200 S. Pine Island Road, Plantation, FL 33324. The business maintains its principal address at One Bryant Park, New York, NY 10036. There are 17 officers listed on file.
Filing Information
Status
ACTIVE
Entity Type
Foreign Profit Corporation
State Entity ID
813294
FEI/EIN Number
13-5674085
Formation Date
01/02/1959
Effective Date
10/01/2022
Events
Last Event
CORPORATE MERGER
Event Date Filed
09/28/2022
Event Effective Date
10/01/2022
Addresses
Principal Address
One Bryant Park, New York, NY 10036
Mailing Address
One Bryant Park, New York, NY 10036
Registered Agent
Registered Agent Name
CT Corporation System
Agent Address
1200 S. Pine Island Road, Plantation, FL 33324
Officers & Principals
| Name | Title | Address |
|---|---|---|
| Axelrod, Susan | Managing Director, Chief Compliance Officer | One Bryant Park, New York, NY 10036 |
| Barth, Nathan A. | Senior Vice President | One Bryant Park, New York, NY 10036 |
| Costamagna, Christine M. | Assistant Secretary | One Bryant Park, New York, NY 10036 |
| Heaton, David C. | Chief Legal Officer, Managing Director | One Bryant Park, New York, NY 10036 |
| Hennessy, Michael | Managing Director, Treasurer | One Bryant Park, New York, NY 10036 |
| Margolin, Andrew S. | Assistant Secretary | One Bryant Park, New York, NY 10036 |
| Mooney, Sara R. | CFO, Managing Director | One Bryant Park, New York, NY 10036 |
| Johnson, Colleen O. | Assistant Secretary | One Bryant Park, New York, NY 10036 |
| Pryor, Elizabeth A. | Secretary | One Bryant Park, New York, NY 10036 |
| Racaniello, Frank | Senior Vice President, Tax | One Bryant Park, New York, NY 10036 |
| Schimpf, Eric | CEO, Director | One Bryant Park, New York, NY 10036 |
| Santanna, Vincent | Chief Operations Officer, Managing Director | One Bryant Park, New York, NY 10036 |
| Shadowitz, Rena | Anti-Money Laundering Compliance Officer | One Bryant Park, New York, NY 10036 |
| Fahmy, Nancy | Director | One Bryant Park, New York, NY 10036 |
| Gellene, Matthew T. | Director | One Bryant Park, New York, NY 10036 |
| Hans, Lindsay DeNardo | Director | One Bryant Park, New York, NY 10036 |
| Sabbia, Lorna R. | Director | One Bryant Park, New York, NY 10036 |
10 Most Recent Filing History & Documents
| Date Filed | Event | Document # |
|---|---|---|
| 02/24/2026 | Annual Report 2026 | - |
| 04/10/2025 | Annual Report 2025 | - |
| 04/22/2024 | Annual Report 2024 | - |
| 04/26/2023 | Annual Report 2023 | - |
| 04/20/2022 | Annual Report 2022 | - |
| 04/05/2021 | Annual Report 2021 | - |
| 06/30/2020 | Annual Report 2020 | - |
| 04/11/2019 | Annual Report 2019 | - |
| 04/19/2018 | Annual Report 2018 | - |
| 09/20/2017 | Annual Report 2017 | - |
Record last updated on September 19, 2026 at 4:36 AM EST
Government records change frequently. The latest data can be pulled with a live lookup.