FINRA DISPUTE RESOLUTION, INC.

Withdrawn Foreign Corporation
Source: Massachusetts Secretary of State · Last verified Sep 14, 2026
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Company Overview

Originally formed in DE, FINRA DISPUTE RESOLUTION, INC. is registered as a Foreign Corporation in Massachusetts. Filed on 03-16-2000, the entity currently holds a status of Withdrawn. The official file number for this entity is 522187577. Corporation Service Company serves as the registered agent at 84 State Street, Boston, MA 02109. The business maintains its principal address at 1735 K Street, NW, Washington, DC 20006. There are 23 officers listed on file.

Filing Information

Status
Withdrawn
Entity Type
Foreign Corporation
State Entity ID
522187577
Formation Date
03-16-2000
Dissolution Date
02-02-2016
Fiscal Month/Day
12/31
Formation State
DE

Addresses

Principal Address
1735 K Street, NW, Washington, DC 20006

Registered Agent

Registered Agent Name
Corporation Service Company
Agent Address
84 State Street, Boston, MA 02109

Officers & Principals

Name Title Address
Richard G. Ketchum CHAIRMAN, CEO & DIRECTOR 1735 K Street, NW Washington, DC 20006 USA
Marcia E. Asquith SENIOR VICE PRESIDENT & CORPORATE SECRETARY 1735 K Street, NW Washington, DC 20006 USA
Todd T. Diganci TREASURER, CFO & EVP 1735 K Street, NW Washington, DC 20006 USA
Leslie F. Seidman DIRECTOR 10 Beechwood Lane Westport, CT 06880 USA
Mark W. Cresap DIRECTOR 259 Radnor-Chester Road Radnor, PA 19087 USA
Carol A. Davidson DIRECTOR 4851 Bonita Bay Blvd Bonita Springs, FL 34134 USA
John J. Brennan DIRECTOR 400 Devon Park Drive Wayne, PA 19087 USA
John W. Schmidlin DIRECTOR 15 Springcroft Road Far Hills, NJ 07931 USA
Elisse B. Walter DIRECTOR 7529 Royal Dominion Drive Bethesda, MD 20817 USA
Robert Keenan DIRECTOR 1609 West Main Street Russellville, AR 72801 USA
Rochelle Lazarus DIRECTOR 636 11th Avenue New York, NY 10036 USA
Brigitte C. Madrian DIRECTOR 79 Jfk Street Cambridge, MA 02138 USA
William H. Heyman DIRECTOR 385 Washington Street Saint Paul, MN 55102 USA
Joshua S. Levine DIRECTOR 2095 Broadway New York, NY 10023 USA
Robert W. Scully DIRECTOR 9 E 79th Street New York, NY 10075 USA
Susan Wolburgh Jenah DIRECTOR 192 Carmichael Avenue Toronto, M5m2x3 Can
Gregory J Fleming DIRECTOR 1585 Broadway 41st Floor New York, NY 10036 USA
Luis M Viceira DIRECTOR Baker Library 367 Boston, MA 02163 USA
Joseph R.V. Romano DIRECTOR 1560 Sherman Ave Ste 1300 Evanston, IL 60201 USA
Kathleen A Murphy DIRECTOR 200 Seaport Blvd, V7A Boston, MA 02210 USA
Randal K Quarles DIRECTOR 79 South Main St 3rd FL Salt Lake City, UT 84111 USA
John W Thiel DIRECTOR 2 World Financial, 42 New York, NE 10281 USA
Joseph M. Mecane DIRECTOR 745 Seventh Avenue New York, NY 10019 USA

10 Most Recent Filing History & Documents

Date Filed Event Document #
02/02/2016 11:56 AM Certificate of Withdrawal 201662800920
02/02/2016 10:51 AM Annual Report 201662746750
02/24/2015 02:14 PM Annual Report 201517008570
12/31/2014 11:11 AM Statement of Change of Registered Agent/Registered Office 201407770020
03/10/2014 10:55 AM Annual Report 201473458390
03/01/2013 01:00 PM Annual Report 201322841810
02/23/2012 02:31 PM Annual Report 201271693650
02/07/2011 11:04 AM Annual Report 201125793370
02/18/2010 01:56 PM Annual Report 201089701770
07/27/2009 12:55 PM Amended Foreign Corporations Certificate 200972009140
Record last updated on September 14, 2026 at 5:16 PM EST
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